This notice describes the privacy practices followed by Oberweis Securities, Inc.
Your privacy is our top priority. Our policy is to respect the privacy of current and former clients and to protect personal information entrusted to us. We do not share any nonpublic information of clients or former clients with any nonaffiliated third parties, except as permitted by law or as authorized by our clients.
In the course of providing products and services to you, we collect nonpublic personal information about you from various sources, such as account applications or agreements, other account forms, transactions in your account, and information captured on our websites. Such information may include your name, address, account or tax identification number, the types and amounts of investments, and bank account information.
In the normal course of serving clients, information we collect may be shared with companies that perform various services, such as custodians, transfer agents, and broker-dealers. The organizations that receive client information will use that information only for the services required and as allowed by applicable law or regulation and are not permitted to share or use this information for any other purpose.
Access to customers’ nonpublic personal information is restricted to employees who need to access that information. We use industry standard physical, electronic, and procedural safeguards to protect client information. A client’s right to privacy extends to all forms of contact with us, including telephone, written correspondence, and electronic media, such as the Internet.
For questions concerning this policy, please contact us by writing to:
Oberweis Securities, Inc.
Attention: Brokerage Services Department
3333 Warrenville Road, Suite 500
Lisle, IL 60532